| CKPT assist clients in the filing of periodic reporting with
the S.E.C., public offerings, and general compliance with the
securities laws of the United States. We assist with SEC, NYSE,
and NASDAQ reporting and disclosure requirements for US and non-US
issuers, including 1933 Act registration and exemptions, 1934
Act reporting, Section 16(b) issues, Rule 144 issues, and Blue
Sky matters.
S.E.C. Enforcement Defense
We represent individuals, officers, companies, and trustees in matters
brought before the United States Securities Exchange Commission. We
also help our clients by conducting internal compliance audits and
developing programs that reduce the likelihood of claims being brought
against our clients by disgruntled shareholders, former employees,
and governmental entities. We are prepared to advise clients when a
corporate crisis arises and help develop a plan of action to resolve
the situation in a positive manner.
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